Joseph Gordon Hemsley

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-27
MD	RA	APPROVED	1990-11-19

TX RA
APPROVED_RES

Since 2011-01-27
MD RA
APPROVED

Since 1990-11-19

Branch Locations

4800 Montgomery Lane Ste 320, Bethesda, MD 20814-3429 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bethesda	MD	12/1989	03/2020
Ameriprise Financial Services, Llc	Bethesda	MD	03/2020	Present

12/1989 → 03/2020

Ameriprise Financial Services, Inc.

Bethesda, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Bethesda, MD

Other Businesses

Business Ownership; HH BMD Enterprises LLC; Oversee HR, manage employees, assist with expense accounting; Management of human resources and business expenses; 7315 Wisconsin Ave, #609E, , Bethesda, MD, 20814; Not Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; HH BMD Enterprises LLC; President and Treasurer - presiding over the business' expense and operating management; ; 6400 Goldsboro Rd Suite 570, , Bethesda, MD, 20817; Not Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-11
S63	Uniform Securities Agent State Law Examination	1987-09-02

S65 Uniform Investment Adviser Law Examination

1994-01-11
S63 Uniform Securities Agent State Law Examination

1987-09-02

Designations

Other Names

Gordon Hemsley
Joe Hemsley

View on SEC IAPD