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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-09-16
  • TN RA
    APPROVED
    Since 2013-09-16

Branch Locations

1111 Northshore Drive Suite S-600, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Knoxville TN 08/2013 Present
Raymond James Financial Services Advisors Inc. Knoxville TN 09/2013 Present
Pinnacle Financial Partners/Pinnacle Bank Knoxville TN 04/2013 Present
Pinnacle Asset Management Knoxville TN 04/2013 Present
  • 08/2013 → Present
    Raymond James Financial Services, Inc.
    Knoxville, TN
  • 09/2013 → Present
    Knoxville, TN
  • 04/2013 → Present
    Pinnacle Financial Partners/Pinnacle Bank
    Knoxville, TN
  • 04/2013 → Present
    Pinnacle Asset Management
    Knoxville, TN
Previous Registrations
  • 2012-07-12 → 2013-05-10
    Ftb Advisors, Inc.
    Memphis, TN
    Knoxville, TN
  • 2010-01-15 → 2012-03-30
    First Horizon Advisors, Inc.
    Knoxville, TN
  • 2007-03-28 → 2010-01-06
    Morgan Keegan & Company, Llc
    Knoxville, TN
    Memphis, TN
  • 2005-05-16 → 2007-03-15
    Amsouth Investment Management Company Llc
    Knoxville, TN
Other Businesses

1) Pinnacle Asset Management Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2013 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: talk with clients about banking and investment needs refer to raymond james advisor for investment products and service needs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-13
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S66 Uniform Combined State Law Examination
    2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08
Other Names
  • Heather Patricia Mccroskey
  • Hazel Mae Mccroskey
  • Hazel Mae Haun
  • Heather Patricia Testerman
  • Heather Patricia Mckinney
  • Heather Mckinney Proffitt
  • Heather Mckinney Proffitt
  • Heather Patricia Proffitt
  • Heather P. Mckinney

View on SEC IAPD

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