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William David Mclaughlin

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-24
  • TX RA
    APPROVED
    Since 2015-11-24

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 07/2015 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2016 Present
  • 07/2015 → Present
    Houston, TX
  • 06/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2010-07-14 → 2012-10-24
    Securian Financial Services, Inc.
    Houston, TX
Other Businesses

1. SLASH BAR LAND CO., PART OWNER; BOOK KEEPING/MAINTAING COMMUNICATION WITH RANCH MANAGER; START DATE: 11/1993; 13707 ASHLEY RUN, HOUSTON TX 77077; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1 2. CARDINAL PLASTICS, INC., PASSIVE INVESTOR, NO ACTIVE ROLE; OIL & GAS ROYALTY INTERESTS; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE: 01/1988; ODESSA, TX *491969 - Promissory Note; Investment related - No; Houston, Texas; Lending; Lender (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours:0 ; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2015-11-24
Other Names
  • William David Mclaughlin
  • William D Mclaughlin
  • David Mclaughlin

View on SEC IAPD

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