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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-28
  • TX RA
    APPROVED
    Since 2013-10-28

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lake Oswego OR 10/2013 Present
Previous Registrations
Other Businesses

1) Wood River LLC / Highway 42 Fort Klamath,oregon 97626 / Other/ Real Estate / recreation / Partner / / Pay the bills / Start Date 09/01/2008 /// 2) Vanora House LLC / 6202 NW Vanora Dr Madras,Oregon 97741 / Other/ Other Vacation Home / n/a / Partner / / House maintiance / Start Date 03/01/2016/LLC /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-11
S65 Uniform Investment Adviser Law Examination 1993-03-03
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
  • S65 Uniform Investment Adviser Law Examination
    1993-03-03
Other Names
  • Gregory Hogensen

View on SEC IAPD

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