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Jeffrey Lee Corliss

Hightower Advisors, LLC

Chicago, IL

West Port, CT

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-06
CT RA APPROVED 2016-10-14
  • FL RA
    APPROVED
    Since 2020-03-06
  • CT RA
    APPROVED
    Since 2016-10-14

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

10 Wright Street First Floor, West Port, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Retirement Design & Management, Inc. Westport CT 01/2013 10/2016
Rdm Investment Services, Inc. Westport CT 01/2013 05/2017
Rdm Insurance Services, Inc. Westport CT 01/2013 05/2017
Hightower Advisors, Llc Westport CT 10/2016 Present
Hightower Securities, Llc Westport CT 05/2017 Present
  • 01/2013 → 10/2016
    Retirement Design & Management, Inc.
    Westport, CT
  • 01/2013 → 05/2017
    Rdm Investment Services, Inc.
    Westport, CT
  • 01/2013 → 05/2017
    Rdm Insurance Services, Inc.
    Westport, CT
  • 10/2016 → Present
    Hightower Advisors, Llc
    Westport, CT
  • 05/2017 → Present
    Hightower Securities, Llc
    Westport, CT
Previous Registrations
  • 2013-01-24 → 2016-10-17
    Retirement Design & Management Inc
    Westport, CT
  • 2009-11-17 → 2013-01-23
    Msi Financial Services, Inc.
    Stamford, CT
    Shelton, CT
  • 2006-04-18 → 2009-11-16
    Msi Financial Services, Inc.
    Shelton, CT
  • 2005-07-26 → 2006-03-14
    Reby Advisors, Llc
    Danbury, CT
  • 2002-10-15 → 2005-07-11
    Chase Investment Services Corp.
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-03
S63 Uniform Securities Agent State Law Examination 1987-04-29
  • S65 Uniform Investment Adviser Law Examination
    2008-03-03
  • S63 Uniform Securities Agent State Law Examination
    1987-04-29
Designations

View on SEC IAPD

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