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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
Branch Locations
12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States
22780 Via Villagio Suite 108, Estero, FL 33928 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Tampa | FL | 01/2011 | 03/2017 |
| Various Insur Carrier For W& R Insur Agnt | Bonita Springs | FL | 07/2011 | 03/2017 |
| Moors & Cabot | Naples | FL | 03/2017 | 04/2018 |
| Naples Wealth Planning | Naples | FL | 04/2018 | 10/2020 |
| World Equity Group, Inc. | Arlington Heights | IL | 03/2020 | 08/2021 |
| Naples Asset Management Co, Llc | Naples | FL | 10/2020 | 12/2024 |
| Charles Schwab & Co., Inc | North Naples | FL | 12/2024 | 04/2026 |
| Charles Schwab Bank | North Naples | FL | 12/2024 | 04/2026 |
| Charles Schwab & Co., Inc | Bonita Springs | FL | 04/2026 | Present |
| Charles Schwab Bank | Bonita Springs | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-15 |
| S66 | Uniform Combined State Law Examination | 2011-08-04 |
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