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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
TX RA APPROVED_RES 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Lutz, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Lutz FL 07/2014 Present
Pruco Securities, Llc. Lutz FL 07/2014 11/2024
Lpl Enterprise, Llc Lutz FL 11/2024 Present
Previous Registrations
  • 2016-07-19 → 2024-11-14
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Lutz, FL
    Lutz, FL
    Lutz, FL
    Tampa, FL
Other Businesses

1) 09/03/2025-ClearView Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/27/2025-160hrs/mth-140hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-18
S65 Uniform Investment Adviser Law Examination 2016-06-25
  • S63 Uniform Securities Agent State Law Examination
    2022-02-18
  • S65 Uniform Investment Adviser Law Examination
    2016-06-25
Other Names
  • Donna Marie Mccloskey
  • Donna Marie Westenhouser

View on SEC IAPD

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