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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-02-24
  • GA RA
    APPROVED
    Since 2016-02-24

Branch Locations

4837 Wildrose Ct Nw, Kennesaw, GA 30152 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-01-22
  • GA RA
    APPROVED
    Since 2013-01-22

Branch Locations

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

Kennesaw, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Wyncote PA 01/2013 Present
Previous Registrations
  • 2010-04-09 → 2012-11-19
    Lucia Capital Group
    San Diego, CA
  • 2008-01-11 → 2010-11-10
    Raymond J. Lucia Companies, Inc.
    San Diego, CA
Other Businesses

MARK RONSINI HORSE BREEDING PARTNERSHIPS POSITION: I am an investor only and a Member of the LLC. NATURE: Horse Breeding Partnerships INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2018 ADDRESS: 319 Old Joppa Road, P.O. Box 107, Bel Air MD 21014, United States DESCRIPTION: No duties. The Managing Member will be making the day to day decisions of the LLC. I am an investor only. MARK RONSINI HORSE RACING PARTNERSHIPS POSITION: I will be an LLC member. as an investor only. All management duties are held by the Managing Member. NATURE: Race Horse Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2018 ADDRESS: 319 Old Joppa Road, P.O. Box 107, Bel Air MD 21014, United States DESCRIPTION: I am an investor only. All management duties are held by the Managing Member. I may be asked to vote on a key decision from time to time but have no responsibility for the daily management. MARK RONSINI POSITION: Agent NATURE: Fixed Insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1987 ADDRESS: 4837 Wildrose Ct NW, Kennesaw GA 30152, United States DESCRIPTION: Sales & Services HURON PENSION CONSULTANTS 401K PLAN POSITION: I am the sole participant and Trustee of this 401k plan. NATURE: 401K plan and trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 4837 Wildrose Ct NW, Kennesaw GA 30152, United States DESCRIPTION: Make investment and administrative decisions related to the care of the plan. MARK RONSINI POSITION: Trustee of Huron Pension Consultants 401(k) Plan Trust. NATURE: Real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2011 ADDRESS: 4837 Wildrose Ct NW, Kennesaw GA 30152, United States DESCRIPTION: As Trustee I work with my chosen property manager on property related issues, security, insurance, repairs, etc.. I also review the financial statements for the properties on a monthly basis as well as make bank deposits of the rents received from the property manager. I am not a real estate agent. I use licensed real estate agents to carry on my transactions. HURON RACING VENTURES, LLC POSITION: Sole member and decision-maker NATURE: Horse racing and sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 4837 Wildrose Ct NW, Kennesaw GA 30152-7774, United States DESCRIPTION: I use this entity to race, breed and sell thoroghbred race hoorses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-10
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    2008-09-10
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Other Names
  • Mark Ronsini

View on SEC IAPD

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