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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-11-04
CA RA APPROVED 2016-01-08
  • KY RA
    APPROVED
    Since 2021-11-04
  • CA RA
    APPROVED
    Since 2016-01-08

Branch Locations

Georgetown, KY • United States

489 East Main, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Newport Beach CA 01/2016 Present
Raymond James & Associates, Inc. Georgetown KY 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-08
  • S66 Uniform Combined State Law Examination
    2008-08-08
Other Names
  • Kristine Marie Conn
  • Kristine Marie Howard
  • Kristine Marie Howard
  • Kris Howard
  • Kris Conn

View on SEC IAPD

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