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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-01-05
  • NC RA
    APPROVED
    Since 2007-01-05

Branch Locations

Raleigh, NC • United States

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Raleigh NC 09/1977 Present
Mutual Of Omaha Investor Services, Inc. Wilmington NC 09/1977 Present
Other Businesses

SUE SANDLIN-PLAEHN INSURANCE AND FINANCIAL SERVICES, INC., PRESIDENT, 1977-PRESENT; HRS PER WEEK 30, INSURANCE LINES - life, health and annuity products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-04
S63 Uniform Securities Agent State Law Examination 1987-03-14
  • S65 Uniform Investment Adviser Law Examination
    2007-01-04
  • S63 Uniform Securities Agent State Law Examination
    1987-03-14
Designations
Other Names
  • Sue Sandlin Plaehn
  • Sue Sandlin-Plaehn

View on SEC IAPD

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