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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corp. | West Berlin | NJ | 07/1996 | 10/2016 |
| Hb Real Estate + Develop. Llc | Marlton | NJ | 04/2002 | Present |
| Bridge Marketing Group Llc | Marlton | NJ | 10/2004 | Present |
| Ridge Realty 750 Llc | Marlton | NJ | 01/1989 | Present |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 01/2024 |
| Barbara A Headley Clu, Chfc | Marlton | NJ | 01/1989 | Present |
| Willow Ridge Executive Office Park | Marlton | NJ | 01/2014 | Present |
| Commonwealth Financial Network | Marlton | NJ | 01/2024 | Present |
1. Fixed insurance sales; as of 1989; 3% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Bridge Marketing Group, LLC; general insurance agency; as of 01/2013; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Ridge Realty 750, LLC; an entity created for the purpose of managing office real estate at 750 RT 73 South Ste 101, Marlton, NJ 08053, as of 2004 1% time spent during business hours; Conducted at branch; Investment related. 4. Secretary & On Site Manager, Willow Ridge Office Park Condo Association; Located in Marlton, NJ; as of 5/01/2017; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Site Manager, Willow Ridge Executive Office Park Owners Association Inc.; Located in Marlton, NJ; as of 2/26/2025; 1% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-15 |
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