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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-18
  • NJ RA
    APPROVED
    Since 2024-01-18

Branch Locations

750 Rt 73 South Suite 101, Malton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp. West Berlin NJ 07/1996 10/2016
Hb Real Estate + Develop. Llc Marlton NJ 04/2002 Present
Bridge Marketing Group Llc Marlton NJ 10/2004 Present
Ridge Realty 750 Llc Marlton NJ 01/1989 Present
Cetera Advisors Llc Denver CO 10/2016 01/2024
Barbara A Headley Clu, Chfc Marlton NJ 01/1989 Present
Willow Ridge Executive Office Park Marlton NJ 01/2014 Present
Commonwealth Financial Network Marlton NJ 01/2024 Present
  • 07/1996 → 10/2016
    Investors Capital Corp.
    West Berlin, NJ
  • 04/2002 → Present
    Hb Real Estate + Develop. Llc
    Marlton, NJ
  • 10/2004 → Present
    Bridge Marketing Group Llc
    Marlton, NJ
  • 01/1989 → Present
    Ridge Realty 750 Llc
    Marlton, NJ
  • 10/2016 → 01/2024
    Cetera Advisors Llc
    Denver, CO
  • 01/1989 → Present
    Barbara A Headley Clu, Chfc
    Marlton, NJ
  • 01/2014 → Present
    Willow Ridge Executive Office Park
    Marlton, NJ
  • 01/2024 → Present
    Marlton, NJ
Previous Registrations
  • 2016-10-03 → 2024-01-23
    Cetera Advisors Llc
    Marlton, NJ
  • 2004-08-06 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
    Marlton, NJ
    Greenville, SC
    Lynnfield, MA
    Marlton, NJ
    Lynnfield, MA
    Lynnfield, MA
Other Businesses

1. Fixed insurance sales; as of 1989; 3% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Bridge Marketing Group, LLC; general insurance agency; as of 01/2013; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Ridge Realty 750, LLC; an entity created for the purpose of managing office real estate at 750 RT 73 South Ste 101, Marlton, NJ 08053, as of 2004 1% time spent during business hours; Conducted at branch; Investment related. 4. Secretary & On Site Manager, Willow Ridge Office Park Condo Association; Located in Marlton, NJ; as of 5/01/2017; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Site Manager, Willow Ridge Executive Office Park Owners Association Inc.; Located in Marlton, NJ; as of 2/26/2025; 1% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-03
S63 Uniform Securities Agent State Law Examination 1987-07-15
  • S65 Uniform Investment Adviser Law Examination
    2008-06-03
  • S63 Uniform Securities Agent State Law Examination
    1987-07-15
Designations

View on SEC IAPD

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