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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-16 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spire Group Inc. | Parkland | FL | 01/2007 | Present |
| Self | Parkland | FL | 01/2000 | Present |
| Self | Parkland | FL | 01/2000 | Present |
| Stonex Securities Inc | Parkland | FL | 09/2014 | Present |
| Stonex Advisors Inc | Parkland | FL | 01/2015 | Present |
1) Spire Group Inc, Nature of Business: Tax, Non-Investment Related, Title: Enrolled Agent, Duties: Tax Prep, Start Date: 01/01/2007, Hours Devoted to Business: 5, Hours Devoted to Business during Market Hours: 0 2)RAJEEV PANDIT, 6847 NW 107 TERRACE, PARKLAND, FL 33076: SOLE PROPRIETORSHIP, NATURE OF BUS: FIXED INS, TITLE: AGENT, DUTIES: INS SALES/TERM INSURANCE, TIME SPENT: 2%, COMPENSATION: COMMISSIONS, 3)REAL ESTATE SALES, 6847 NW 107 TERRACE PARKLAND FL 33076: SOLE PROPRIETORSHIP, NATURE OF BUS: REAL ESTATE, TITLE: BROKER, DUTIES: TRANSACTING SALES, TIME SPENT: 0%, COMPENSATION: COMMISSIONS,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-05 |
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