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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-11-04
  • VA RA
    APPROVED
    Since 2019-11-04

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Richmond VA 06/2005 08/2019
Raymond James & Associates, Inc Richmond VA 09/2019 Present
Other Businesses

1) Name of Business: Beech IRA Address: 5820 Patterson Avenue, Richmond, VA, 23226, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 09/09/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Trustee/Successor Trustee. Co Trustee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 1994-09-27
  • S66 Uniform Combined State Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    1994-09-27

View on SEC IAPD

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