John Michael Splain

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-17
MD	RA	APPROVED	2019-01-09
TX	RA	APPROVED_RES	2006-05-24
DC	RA	APPROVED	1996-06-06

CA RA
APPROVED

Since 2025-06-17
MD RA
APPROVED

Since 2019-01-09
TX RA
APPROVED_RES

Since 2006-05-24
DC RA
APPROVED

Since 1996-06-06

Branch Locations

1899 Pennsylvania Ave N Ste 1000, Washington, DC 20006 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Washington	DC	07/1993	Present

07/1993 → Present

Raymond James & Associates, Inc.

Washington, DC

Other Businesses

(1)Name of Business: Briggs, Rosemary Address: 18908 Alpenglow Lane, Brookeville, MD, 20833, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee. Rosemary S. Briggs passed away on 8/28/21. (2)Name of Business: Solar4Pools Address: 18908 Alpenglow Lane, Brookeville, MD, 20833, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-06
S63	Uniform Securities Agent State Law Examination	1987-04-13

S65 Uniform Investment Adviser Law Examination

1994-09-06
S63 Uniform Securities Agent State Law Examination

1987-04-13