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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-14 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Rockaway/Denville | NJ | 06/2009 | 01/2026 |
| Vanderbilt Securities, Llc | Woodbury | NY | 01/2026 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 01/2026 | Present |
- Notary; Not investment related. Start date: 02/01/1987. Address: Denville NJ 07834. Title: Notary. Duties: Notary. Time spent during regular hours: 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-06 |
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