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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-30
FL RA APPROVED 2019-04-22
  • TX RA
    APPROVED_RES
    Since 2019-04-30
  • FL RA
    APPROVED
    Since 2019-04-22

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
Raymond James & Associates, Inc. Boca Raton FL 04/2019 Present
  • 06/2009 → 04/2019
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-11
S63 Uniform Securities Agent State Law Examination 1989-11-15
  • S65 Uniform Investment Adviser Law Examination
    1992-09-11
  • S63 Uniform Securities Agent State Law Examination
    1989-11-15
Designations
Other Names
  • Bill Dagistino

View on SEC IAPD

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