Darrell Arthur Peterson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-01-25
NV	RA	APPROVED	2023-01-19
OK	RA	APPROVED	2023-01-18
AR	RA	APPROVED	2023-01-10
RI	RA	APPROVED	2023-01-10
VA	RA	APPROVED	2023-01-10
WA	RA	APPROVED	2023-01-10
DE	RA	APPROVED	2023-01-09
MS	RA	APPROVED	2023-01-08
AL	RA	APPROVED	2023-01-06

NE RA
APPROVED

Since 2023-01-25
NV RA
APPROVED

Since 2023-01-19
OK RA
APPROVED

Since 2023-01-18
AR RA
APPROVED

Since 2023-01-10
RI RA
APPROVED

Since 2023-01-10
VA RA
APPROVED

Since 2023-01-10
WA RA
APPROVED

Since 2023-01-10
DE RA
APPROVED

Since 2023-01-09
MS RA
APPROVED

Since 2023-01-08
AL RA
APPROVED

Since 2023-01-06

Branch Locations

Oakdale, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Shoreview	MN	04/2016	11/2017
Ameriprise Financial Services Inc	Minneapolis	MN	11/2017	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

04/2016 → 11/2017

D.A. Davidson & Co.

Shoreview, MN
11/2017 → 03/2020

Ameriprise Financial Services Inc

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-31
S63	Uniform Securities Agent State Law Examination	1987-06-04

S65 Uniform Investment Adviser Law Examination

2018-05-31
S63 Uniform Securities Agent State Law Examination

1987-06-04

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Reviews