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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2015-07-07 |
Branch Locations
1111 W Jefferson St Ste 540, Boise, ID 83702 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hammock Mgmt | Boise | ID | 08/1984 | Present |
| Northwestern Mutual Life | Milwaukee | WI | 07/1986 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1988 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS 2) OWNER, GRATEFUL DUCKS LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/14/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3) 100% OWNER, MORNING DEW LLC, LEGAL ENTITY, START DATE: 10/31/2021, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCIAL ADVISOR 4) ACTIVITIES DIRECTOR, SOUTHWEST IDAHO SPORTS CAR CLUB, 2626 S. MARYPOST PL., EAGLE, , IDAHO, 83616, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/17/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT. RUN BOARD MEETING AND CLUB GENERAL MEETING ONCE A MONTH. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-02 |
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