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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Centerville | UT | 08/1997 | 05/2024 |
| Securities America Advisors, Inc. | Centerville | UT | 06/1999 | 05/2024 |
| Summit Financial Group, Llc | North Salt Lake | UT | 03/2001 | Present |
| Lpl Financial Llc | Centerville | UT | 05/2024 | Present |
1) 02/22/2024 - SUMMIT FINANCIAL GROUP, INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 10 Hours per month. 2) 02/22/2024 - Davis County School District - Substitute Teacher - Outside Employment - UT 84025 - Not investment related - 1% Time spent - Start date: 09/01/2020. 3) 03/17/2026 - Arches Wealth Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 200 hours per month/ 160 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-31 |
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