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David Lawton Boudreau

Morgan Stanley

Stamford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Stamford CT 07/2007 Present
Morgan Stanley Smith Barney Stamford CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2007 → Present
    Citigroup Global Markets Inc.
    Stamford, CT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Stamford, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-07-27 → 2009-06-01
    Citigroup Global Markets Inc.
    Stamford, CT
  • 2005-01-05 → 2007-08-01
    A. G. Edwards & Sons, Inc.
    Southport, CT
    Southport, CT
Other Businesses

*506126- Estate; Investment related-Yes; Mashpee, Massachusetts; 08/2022; During business hours: 5; After business hours: 10

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
S63 Uniform Securities Agent State Law Examination 2003-04-03
  • S66 Uniform Combined State Law Examination
    2004-12-21
  • S63 Uniform Securities Agent State Law Examination
    2003-04-03

View on SEC IAPD

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