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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
CA RA APPROVED 1999-03-29
  • NY RA
    APPROVED
    Since 2021-03-26
  • CA RA
    APPROVED
    Since 1999-03-29

Branch Locations

10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States

La Canada Flintridge, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Los Angeles CA 09/1998 Present
  • 09/1998 → Present
    Neuberger Berman, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-23
  • S66 Uniform Combined State Law Examination
    1999-03-23
Other Names
  • Lisa Jeannine Huntley
  • Lisa Reed

View on SEC IAPD

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