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Jeffrey Richard Notaro

Notaro Wealth Advisory

Tokyo

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Current Employers
Notaro Wealth Advisory

Tokyo • Japan

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
LA RA APPROVED 2020-09-29
TX RA APPROVED 2007-05-24
  • NY RA
    APPROVED
    Since 2021-06-08
  • LA RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2007-05-24

Branch Locations

Tokyo • Japan

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Vector Asset Management Llc New York NY 01/2003 Present
Global Quest Llc New York NY 03/2005 Present
Vector Managed Strategies Llc New York NY 02/2003 08/2020
  • 01/2003 → Present
    Vector Asset Management Llc
    New York, NY
  • 03/2005 → Present
    Global Quest Llc
    New York, NY
  • 02/2003 → 08/2020
    Vector Managed Strategies Llc
    New York, NY
Other Businesses

03/2005 ­ Present: Global Quest LLC. 94 East 7th Street, #10, New York, NY 10009. Business: Property fund management. Duties: managing property investment funds; about 5 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1998-07-22
  • S65 Uniform Investment Adviser Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-07-22

View on SEC IAPD

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