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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-11-25 |
Branch Locations
Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Carlsbad | CA | 11/2013 | Present |
NOTARY PUBLIC; NON-INVESTMENT RELATED; CARLSBAD, CA; NOTARY; STARTING 11/15/1991; APPROX. 1 HR/MO. DEVOTED TO THIS ACTIVITY AND DURING MARKET TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-17 |
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