Mark Raymond Reynolds

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2005-09-01

IL RA
APPROVED

Since 2005-09-01

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Barrington, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Chicago	IL	08/2005	Present

08/2005 → Present

Oppenheimer & Co. Inc.

Chicago, IL

Previous Registrations

2003-08-28 → 2005-09-12

Morgan Stanley Dw Inc.

Winnetka, IL
2002-04-23 → 2004-05-18

Banc One Securities Corporation

Evanston, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-17
S63	Uniform Securities Agent State Law Examination	1999-05-17

S65 Uniform Investment Adviser Law Examination

2001-12-17
S63 Uniform Securities Agent State Law Examination

1999-05-17

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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