Karin R. Mikula

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-09-30
TX	RA	APPROVED_RES	2012-10-04
NJ	RA	APPROVED	2012-10-01

FL RA
APPROVED

Since 2020-09-30
TX RA
APPROVED_RES

Since 2012-10-04
NJ RA
APPROVED

Since 2012-10-01

Branch Locations

Lincroft, NJ • United States

Port St Lucie, FL • United States

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Red Bank	NJ	09/2012	Present

09/2012 → Present

Ubs Financial Services Inc.

Red Bank, NJ

Previous Registrations

2004-06-07 → 2012-10-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manasquan, NJ

Manasquan, NJ
2002-10-18 → 2004-06-18

Citigroup Global Markets Inc.

Toms River, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-01
S63	Uniform Securities Agent State Law Examination	1998-10-14

S66 Uniform Combined State Law Examination

2005-04-01
S63 Uniform Securities Agent State Law Examination

1998-10-14

Other Names

Karin Renee Miller
Karin Renee Bozic
Karin Renee Mikula

View on SEC IAPD