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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-13 |
| TX | RA | APPROVED_RES | 2006-08-11 |
| VT | RA | APPROVED | 2004-08-19 |
Branch Locations
38 Eastwood Drive Suite 400, South Burlington, VT 05403 • United States
Lauderdale By The Sea, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | South Burlington | VT | 07/2013 | Present |
S&D HOLDINGS LLC / 7 LINDENWOOD DR JERICHO,VT 05465 / COMPANY/ REAL ESTATE / REAL ESTATE HOLDING LLC / SOLE PROPRIETORSHIP / / MEMBER / START DATE 05/14/2013 / Catherine M. Walsh Foundation / 463 74th St Brooklyn,NY 11209 / Foundation/ Charities, Cultural, Educational & Political Organisations / To distribute Funds to charaties, from the foundation / Member of Board of Directors / / As a board member I will help to ensure the foundation stays in complaince of applicable rules. And to ensure recipient charaties are complaint with state and fedaral regulations. / Start Date 10/1/15 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-01 |
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