Alan Wesley Mooneyham

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-07-21

SC RA
APPROVED

Since 2021-07-21

Branch Locations

Bluffton, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Bluffton	SC	02/1987	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Bluffton	SC	03/1987	07/2021
Jackson National Life	Lansing	MI	06/1988	07/2021
Grace Coastal Church	Okatie	SC	03/2008	01/2017
Lpl Financial Llc	Bluffton	SC	07/2021	Present

02/1987 → 07/2021

Waddell & Reed, Inc.

Bluffton, SC
03/1987 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Bluffton, SC
06/1988 → 07/2021

Jackson National Life

Lansing, MI
03/2008 → 01/2017

Grace Coastal Church

Okatie, SC
07/2021 → Present

Lpl Financial Llc

Bluffton, SC

Previous Registrations

1991-04-10 → 2021-07-21

Waddell & Reed

Atlanta, GA

Atlanta, GA

Charleroi, PA

Bluffton, SC

Other Businesses

1) 12/09/1998- JACKSON NATIONAL LIFE INS. CO- Non-Variable Insurance- Agent - inv. related- Lansing, MI- 1hr/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-27
S63	Uniform Securities Agent State Law Examination	1987-03-03

S65 Uniform Investment Adviser Law Examination

1997-02-27
S63 Uniform Securities Agent State Law Examination

1987-03-03

Designations

View on SEC IAPD