Kenneth Rogers

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2019-02-13
NC	RA	APPROVED	2019-01-29

VA RA
APPROVED

Since 2019-02-13
NC RA
APPROVED

Since 2019-01-29

Branch Locations

Corolla, NC • United States

2262 Blue Stone Hills Dr #B, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rogers Financial Group, Inc.	Harrisonburg	VA	01/1994	02/2019
Pensionmark Financial Group, Llc Dba/ Rogers Financial	Harrisonburg	VA	09/2015	02/2019
Capfinancial Securities, Llc	Raleigh	NC	09/2015	09/2017
Pensionmark Securities, Llc	Harrisonburg	VA	09/2017	02/2019
Capfinancial Partners Llc (Captrust)	Raleigh	NC	12/2018	Present
Capfinancial Securities Llc	Raleigh	NC	12/2018	08/2024

01/1994 → 02/2019

Rogers Financial Group, Inc.

Harrisonburg, VA
09/2015 → 02/2019

Pensionmark Financial Group, Llc Dba/ Rogers Financial

Harrisonburg, VA
09/2015 → 09/2017

Capfinancial Securities, Llc

Raleigh, NC
09/2017 → 02/2019

Pensionmark Securities, Llc

Harrisonburg, VA
12/2018 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
12/2018 → 08/2024

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2015-09-17 → 2019-02-13

World Investment Advisors, Llc

Harrisonburg, VA

Lincroft, NJ
2004-03-29 → 2015-12-18

Rogers Financial

Harrisonburg, VT
2007-11-19 → 2008-04-30

Nrp Advisors, Inc.

Harrisonburg, VA

Other Businesses

Name: Kenneth Rogers, Investment-Related: No., Address: private residence, Nature: vacation rental property, Position/Title: Property Manager, Start: 01/01/2008, Hours/Month: 1, Hours during Market Hours: 0, Duties: property manager for vacation rental property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-21
S63	Uniform Securities Agent State Law Examination	1987-03-24

S65 Uniform Investment Adviser Law Examination

1995-02-21
S63 Uniform Securities Agent State Law Examination

1987-03-24

Other Names

Kenneth Joseph Rogers

View on SEC IAPD