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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Geneva | IL | 07/2012 | Present |
| Advantage Investment Mgnt Llc | Cedar Rapids | IA | 07/2017 | 06/2022 |
| Private Advisor Group, Llc | Morristown | NJ | 09/2019 | 06/2022 |
1. 06/24/2012 - Real Estate Rental - INV REL - owner - 1% TIME SPENT 2. 06/24/2012: GENEVA INVESTMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IVN REL - AT REPORTED BUSINESS LOCATION(S) - 50% OF TIME SPENT 3. 06/24/2012: RESTAURANT MANAGEMENT SERVICES - OWNER - 50% OF TIME SPENT 4. 06/24/2012 - Teaching - NOT INV REL - Other - Teaching - 1% TIME SPENT 5. 06/24/2012 - I Do Enterprises Inc - INV REL - Business Owner - 50% TIME SPENT - owner 6. 06/24/2012 - Stockholm's Vardshus Inc - NOT INV REL - Business Owner - 50% TIME SPENT - owner 7. 07/12/2017- Advantage Investment Management, LLC-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR- start 07/17/2017- Hours per month 10/ Hours during trading 10-I provide investment advisory services through Advantage Investment Management, LLC, an independent investment advisor firm. I started this business activity in July 2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-10 |
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