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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-22
TX RA APPROVED_RES 2007-10-10
FL RA APPROVED 2007-09-10
  • PA RA
    APPROVED
    Since 2017-08-22
  • TX RA
    APPROVED_RES
    Since 2007-10-10
  • FL RA
    APPROVED
    Since 2007-09-10

Branch Locations

Stuart, FL • United States

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Stuart FL 09/2007 Present
Bank Of America, N.A. Stuart FL 07/2011 Present
  • 09/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Stuart, FL
  • 07/2011 → Present
    Bank Of America, N.A.
    Stuart, FL
Previous Registrations
Other Businesses

I*44016 ENTITY TYPE: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: L'ECOLE DU VIN INVESTMENT RELATED: NO ADDRESS OF BUSINESS: STUART, FLORIDA 34996 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 8/10/2011 NUMBER OF HOURS DEVOTED: 6 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WINE TASTINGS AND SEMINARS I*6069 Entity Type: Rental Property Name of outside business organization: Apartment Above Garage Investment related: No Address of business: Stuart, Florida 34996 Position, title, association: Co-owner with other family members Start date of relationship: 3/21/2018 Number of hours devoted: 2 hours mthly Number of hours devoted during trading hours: 0 Duties: I*4487272 Entity Type: Fiduciary role Name of OBA: MRS A. G C. TTEE J R. C. TTEE U/A DTD 08/26/2003 Address: Stuart, Florida, 34996 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/10/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/Self and spouse I*4487276 Entity Type: For Profit Name of OBA: MH Property Holdings LLC Address: Stuart, Florida, 34996 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/28/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: To own a property we are purchasing that needs rehabilitation before rental. Hire Contractors and eventually rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-12
S63 Uniform Securities Agent State Law Examination 1987-06-12
  • S65 Uniform Investment Adviser Law Examination
    2007-11-12
  • S63 Uniform Securities Agent State Law Examination
    1987-06-12
Other Names
  • Arlette Glynne Schickcataldo
  • Arlette Glynne Schick

View on SEC IAPD

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