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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-02-02
  • TX RA
    APPROVED
    Since 2005-02-02

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Dripping Springs, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Financial Austin TX 12/2004 Present
Mml Investors Services Inc Austin TX 12/2004 Present
  • 12/2004 → Present
    Mass Mutual Financial
    Austin, TX
  • 12/2004 → Present
    Mml Investors Services Inc
    Austin, TX
Previous Registrations
  • 2006-02-02 → 2006-10-31
    Kcm & Associates
    Austin, TX
Other Businesses

(1) NAME: RENTAL PROPERTY INV REL: Y ADD: 300 ONEIL RANCH ROAD DRIPPING SPRINGS TEXAS 78620 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 1988 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: LONE STAR SERVICES 4 U, LLC INV REL: N ADD: 3601 LANDY LANE, RICHLAND HILLS, TX 76118 NATURE: RETAIL SALES - VENDING MACHINE BUSINESS POSITION: PARTNER/OWNER START DATE: 09/01/2024 No. HR/MO: 3. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: INVESTOR, GUIDING MY SON AND WIFE ON RUNNING A BUSINESS, OVERSEE OPERATIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-29
S63 Uniform Securities Agent State Law Examination 1987-04-10
  • S65 Uniform Investment Adviser Law Examination
    2000-03-29
  • S63 Uniform Securities Agent State Law Examination
    1987-04-10
Other Names
  • Bill Olsen
  • William Thomas Olsen

View on SEC IAPD

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