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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-01-02 |
Branch Locations
40 Lake Bellevue Drive Suite 280, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bellevue | WA | 10/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Bellevue | WA | 01/2009 | Present |
| Investment Associates | Bellevue | WA | 10/2003 | Present |
(1) Name of Business: Investment Associates, Inc. Address: 40 Lake Bellevue Dr Ste 280, Bellevue, WA, 98005, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/30/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operations Manager
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-24 |
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