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12726 Coldwater Road, Fort Wayne, IN 46845 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-15 |
| IN | RA | APPROVED | 1999-08-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Wayne | IN | 05/1993 | 08/2017 |
| Wealth Advisors Group | Fort Wayne | IN | 09/1991 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 08/2017 | 12/2018 |
1. H.V.H., LLC. Not Investment Related. 12726 Coldwater Road, Fort Wayne, IN 46845. Real Estate Holding Company. Operating Member. 2000. 2 Hrs/Mo; 0 During Trading Hours. Property Management. 2. W.A.G. Tax Services. Not Investment Related. 12726 Coldwater Road, Fort Wayne, IN 46845. Tax Preparation. Member. 2014. 1 Hr/Mo; 0 During Trading Hours. Manage Tax Preparation Service. 3. MDV, LLC. Not Investment Related. 12726 Coldwater Road, Fort Wayne, IN 46845. Bookkeeping and Accounting Purposes for Business Expenses. Owner. 2000. 2 Hrs/Mo; 0 During Trading Hours. Accounting/Bookkeeping. 4. Watersong Office Park. Not Investment Related. 12726 Coldwater Road, Fort Wayne, IN 46845. Office Park Association Board. Board Member. 2015. 1 Hr/Mo; 0 During Trading Hours. Board Member Responsibilities Associated with Operating a Commercial Office Park. 5. Legatus International Fort Wayne Chapter, Not Investment Related and unpaid. 24 Frank Lloyd Wright Dr. Ste. L2800, Ann Arbor, MI 48105. Religious organization. Title: Treasurer of non-profit board with co-check writing authority. Start date: 01/2025. 2 Hrs/Mo; 0 During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-09 |
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