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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Menlo Park | CA | 06/2009 | Present |
1. FINRA; Not Investment related; Financial Industry Regulatory Authority; Non Public Arbitrator (proprietor, partner, officer, director, employee, trustee, agent); Dec 1999; During business hours: 1; After business hours: 0 2. RENTAL PROPERTY; NAYARIT, MEXICO; .10 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 12/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-22 |
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