Franklin Antonio Rocafort

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  Academia Financiera De Puerto Rico
  San Juan, PR

Previous Registrations

• 2001-11-22 → 2006-08-15
  Walnut Street Advisers Inc
  San Juan, PR

Other Businesses

1. INDEPENDENT INSURANCE AGENT AND GENERAL AGENT(DISABILITY, FIXED AND VARIABLE LIFE & ANNUITIES, ACCIDENT, HEALTH, LTC, PROPERTY & CASUALTY AND OTHERS) - TIME: FULL TIME (SINCE MAY - 1981) 2. ACCOUNTING AND TAX PLANNING SERVICES PROVIDED FROM REGISTERED LOCATION (SINCE - JANUARY 2007) 3. RENTAL PROPERTIES (OWNER) TIME: EVENINGS AND WEEKENDS WHEN NECESSARY (SINCE JANUARY -1999) 4. PENSION PLUS INC TPA SERVICES AND ADMINISTRATIVE SUPPORT FOR PENSION PLUS' JEAN KARLO ROCAFORT TIME: 10 HOURS PER WEEK (SINCE JANUARY - 2007) 5. ROCAFORT GROUP, INVESTMENT RELATED,SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, TIME: 40 HOURS PER WEEK/ 32.5 TRADING HOURS (SINCE FEBRUARY 2017) PRESIDENT 6. WIREHOUSE APPROVED GENERAL AGENT, SERVICE WIREHOUSE AS A WHOLESALER TIME: 5 HOURS PER WEEK (SINCE JANUARY - 2010) 7. NAME OF OTHER BUSINESS: ACADEMIA FINANCIERA DE PUERTO RICO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL LITERACY EDUCATION;

Exams

• S66 Uniform Combined State Law Examination
  2014-08-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-14