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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-09-29
TX RA APPROVED_RES 2000-06-28
  • CA RA
    APPROVED
    Since 2000-09-29
  • TX RA
    APPROVED_RES
    Since 2000-06-28

Branch Locations

San Mateo, CA • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Hillsborough, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 12/1986 Present
Other Businesses

1)SCHLESSINGER & ASSOCIATES 150 CALIFORNIA ST SAN FRANCISCO, CA 94111. MARKET RESEARCH MY OPINION ON PRODUCTS/SERVICES/ 1 HOUR PER MONTH/ START DATE 5/6/2008.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-05
  • S63 Uniform Securities Agent State Law Examination
    1987-03-05
Other Names
  • Steven A Davis
  • Steven Albert Davis
  • Steven Albert Albert Davis

View on SEC IAPD

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