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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | Present |
Name: Park Lane Condominium; Not investment-related; Address: 1616 41st Ave E #202, Seattle, WA 98112; Nature: Rental Property; Role: Owner / On Condo Board; Start Date: June 2013; Appx hrs: 6 hours/year; Hrs during trading: 0; Duties: my husband and I own the condominium and use it as a rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-05 |
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