Alice Bernice Chow

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-01-22
TX	RA	APPROVED	2020-01-17

CA RA
APPROVED

Since 2020-01-22
TX RA
APPROVED

Since 2020-01-17

Branch Locations

Menlo Park, CA • United States

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Menlo Park	CA	01/1987	01/2020
Bank Of America, N.A.	Menlo Park	CA	09/2009	01/2020
Morgan Stanley Smith Barney Llc	Palo Alto	CA	01/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2020	Present

01/1987 → 01/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Menlo Park, CA
09/2009 → 01/2020

Bank Of America, N.A.

Menlo Park, CA
01/2020 → Present

Morgan Stanley Smith Barney Llc

Palo Alto, CA
04/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

1997-07-08 → 2020-01-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Menlo Park, CA

Palo Alto, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-26
S63	Uniform Securities Agent State Law Examination	1987-04-22

S65 Uniform Investment Adviser Law Examination

1994-04-26
S63 Uniform Securities Agent State Law Examination

1987-04-22