Michael Ralph Romig

Current Employers

Employment History

• 01/1999 → Present
  Romig Capital Affiliates Corp.
  Addison, TX
• 08/2013 → 11/2025
  Lpl Financial Llc
  Dallas, TX
• 08/2013 → 05/2018
  Level Four Advisory Services, Llc
  Plano, TX
• 05/2018 → 05/2020
  Visionpoint Advisory Group, Llc
  Dallas, TX
• 11/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  The Exit Advantage
  Mandeville, LA

Previous Registrations

• 2021-02-05 → 2025-11-21
  Lpl Financial Llc
  Addison, TX
  Dallas, TX
  Addison, TX
  San Diego, CA
  Dallas, TX
  Dallas, TX
  Mandeville, LA
  Mandeville, LA
• 2018-05-18 → 2021-02-24
  Balefire, Llc
  Dallas, TX
• 2013-08-29 → 2018-05-22
  Level Four Advisory Services
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2012-03-13 → 2013-10-08
  Rca Pension Advisors, Llc
  Addison, TX
• 2002-08-13 → 2013-08-22
  National Planning Corporation
  Metarie, LA
  Addison, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: THE EXIT ADVANTAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CONSULT WITH BUSINESS OWNERS TO EXIT BUSINESS START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: CONSULTING WITH BUSINESS OWNERS WHO MAY WANT TO EXIT THEIR COMPANY. 3. NAME OF OTHER BUSINESS: ELEVATED INVESTMENT PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: ROMIG CAPITAL AFFILIATES CORPORATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION FOR BUSINESS EXPENSES START DATE: 1/1999 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TO ACCOUNT FOR ALL REVENUE PAID TO ME/PAY ALL BUSINESS RELATED EXPENSES

Exams

• S66 Uniform Combined State Law Examination
  2008-03-20
• S63 Uniform Securities Agent State Law Examination
  1988-05-23

Other Names

• Mike Romig