Carolyn Shirley Bishop

Current Employers

Employment History

• 07/2002 → 10/2020
  Partnervest Financial Group Llc
  Santa Barbara, CA
• 08/2002 → 10/2020
  Partnervest Advisory Services Llc
  Santa Barbara, CA
• 07/2009 → 07/2021
  Sorrento Pacific Financial, Llc
  Oxnard, CA
• 10/2020 → Present
  Changepath, Llc
  Leawood, KS

Previous Registrations

• 2003-12-02 → 2020-11-05
  Partnervest Advisory Services Llc
  Oxnard, CA
  Santa Barbara, CA
  Santa Barbara, CA
• 2002-08-19 → 2003-12-02
  Partnervest Advisory Services Llc
  Santa Barbara, CA
• 1995-04-17 → 2003-01-18
  Omni Financial Advisory Services
  Oxnard, CA
• 1998-01-12 → 2002-12-31
  Heritage Capital Management Inc
  Santa Barbara, CA

Other Businesses

NAME OF THE OTHER BUSINESS: ELEK REVOCABLE TRUST INVESTMENT-RELATED: NO ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: SUCCESSOR TRUSTEE NATURE OF THE OTHER BUSINESS: TRUST START DATE: NONE, ACT ONLY UPON THE DEATH OR INABILITY OF CURRENT TRUSTEE APPROXIMATE NUMBER OF HOURS/MONTH: 0 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: MANAGING DIRECTIVES OF THE TRUST COMPENSATION: NO NAME OF THE OTHER BUSINESS: UNUM PROVIDENT DISABILITY INSURANCE INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: EMPLOYEE NATURE OF THE OTHER BUSINESS: INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: RECEIVE DISABILITY INSURANCE RESIDUALS. SERVICE AND SALE OF DISABILITY INSURANCE COMPENSATION: YES NAME OF THE OTHER BUSINESS: BLUE SHIELD INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: AGENT NATURE OF THE OTHER BUSINESS: INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: 1/2 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 1/2 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: SERVICE AND SALE OF HEALTH INSURANCE COMPENSATION: YES NAME OF THE OTHER BUSINESS: INSURANCE INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: INSURANCE AGENT NATURE OF THE OTHER BUSINESS: INVESTMENT INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: 5 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: SALES OF FIXED, INDEX, LIFE, HEALTH, P&C INSURANCE PRODUCTS COMPENSATION: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-06
• S63 Uniform Securities Agent State Law Examination
  1990-04-25

Designations