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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-08 |
| TX | RA | APPROVED | 2022-03-07 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jdk Investment Partners, Llc | Chicago | IL | 02/2015 | 12/2016 |
| Ubs Financial Services, Inc | Chicago | IL | 04/2017 | 03/2022 |
| Unemployed | Chicago | IL | 01/2017 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 03/2022 | Present |
DOUBLE J ACRES, LLC, NOT INVT RELATED, KING CITY, MO, 50% OWNERSHIP, START DATE 1/1/2014, 1 HR PER MONTH, 0 HRS DURING TRADING, DISCUSS AGRICULTURAL PRICES AND STRATEGY. KELLY AGRIBUSINESS, LLC, NOT INVT RELATED, KING CITY, MO, 4.16% OWNERSHIP, START DATE 1/2/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, DISCUSS FARM PRICES AND BEST PRACTICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-07 |
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