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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-06-12 |
Branch Locations
35 Braintree Hill Office Park Suite 400 & 405, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts, Incorporated | Quincy | MA | 06/1986 | Present |
| Lincoln Investment | Braintree | MA | 06/2012 | Present |
SOUTH SHORE HEALTH POSITION: Member of the Board, Chair of Quality, Service, Value Committee, Chair of the Board of Directors NATURE: Community Health System INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2016 ADDRESS: 55 Fogg Road, South Weymouth MA 02190, United States DESCRIPTION: makes sure the hospital is carrying out the goals of its mission statement; determines and changes compensation for hospital personnel; ensures hospital and staff are in compliance with state and federal law; approves budgets; reviews quality of care and overall safety of patients. Members of the Board also assure the integrity and effectiveness of the board's governance role and processes. KAF WEALTH MANAGEMENT LLC POSITION: Agent NATURE: life settlements INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2023 ADDRESS: 35 Braintree Hill Office Park, Suite 400, Braintree MA 02184, United States DESCRIPTION: we occasionally will assist clients with life settlements for their life insurance policies as part of our life insurance review process, we will occasionally educate clients on life settlement options as one possible solution. KAF WEALTH MANAGEMENT AND KAF FINANCIAL ADVISORS, LLC POSITION: Principal/Agent NATURE: Life Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1986 ADDRESS: 35 Braintree Hill Office Park, Suite 400, Braintree MA 02184, United States DESCRIPTION: Sales and servicing of life insurance policies; review traditional policies; assist with coordination of death claims; recommend changes to existing policies.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-23 |
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