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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-12 |
Branch Locations
Rockville Centre, NY • United States
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
19 East 98Th Street 11Th Floor, New York, NY 10029 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Nashua | NH | 09/2012 | 01/2024 |
| Agia | Houston | TX | 12/2022 | 01/2024 |
| Empower Financil Services, Inc | Greenwood Village | CO | 01/2024 | 11/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 01/2024 | 11/2025 |
| Tiaa | New York | NY | 12/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-09 |
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