Wendy Lesa Gipson-fitzpatrick

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-04-24
NC	RA	APPROVED	2025-04-14
MA	RA	APPROVED	2025-04-03
FL	RA	APPROVED	2025-02-17
NH	RA	APPROVED	2024-10-13
NJ	RA	APPROVED	2024-09-16
KS	RA	APPROVED	2024-09-13
ME	RA	APPROVED	2024-09-13
NY	RA	APPROVED	2024-09-13
PA	RA	APPROVED	2024-09-13
SC	RA	APPROVED	2024-09-13
VA	RA	APPROVED	2024-09-13

Branch Locations

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial, Llc	Charlestown	MA	08/2016	02/2020
Ages Financial Services, Ltd.	Woburn	MA	02/2020	09/2024
Trust Advisory Group, Ltd	Woburn	MA	02/2020	09/2024
J. Alden Associates, Inc.	Wayne	PA	09/2024	Present
Alden Investment Advisors	Wayne	PA	09/2024	Present

2020-02-10 → 2024-09-16

Trust Advisory Group Ltd

Birmingham, AL

Birmingham, AL

Charlestown, MA
2016-08-01 → 2020-02-26

Lpl Financial Llc

Charlestown, MA

Charlestown, MA

Timonium, MD
2009-12-16 → 2016-08-02

Investors Capital Corp.

Framingham, MA

Lynnfield, MA

Framingham, MA
2007-10-03 → 2009-12-16

B.B. Graham & Company, Inc.

Orange, CA

Framingham, MA
2007-03-05 → 2007-09-12

First Midamerica Investment Corporation

Framingham, MA
2004-10-20 → 2007-02-16

Banc Of America Investment Services, Inc.

Boston, MA

Boston, MA
2003-07-24 → 2004-10-20

Quick & Reilly, Inc.

Boston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-14
S63	Uniform Securities Agent State Law Examination	1997-08-22