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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED_RES | 2024-12-03 |
| GA | RA | APPROVED | 2022-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Athens | GA | 04/2022 | 06/2022 |
| Mosaic Alliance | Athens | GA | 05/2001 | 04/2022 |
| Thrivent Investment Management Inc | Atlanta | GA | 06/2022 | Present |
| Thrivent Financial | Appleton | WI | 06/2022 | Present |
RONALD C. OSTEZAN, JR. POSITION: was writing agent NATURE: Receive renewal commissions from insurance policies written years ago. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1986 ADDRESS: 384 Watson Ave, Woodstock GA 30189, United States DESCRIPTION: Receiving renewal commissions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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