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3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-11-16 |
| TX | RA | APPROVED_RES | 2021-11-12 |
Branch Locations
425 Asley Ridge Blvd, Shreveport, LA 71106 • United States
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Shreveport | LA | 05/2010 | Present |
| Intrua Advisory Group Llc (Dba: Cogent Advisory Group Llc) | Shreveport | LA | 01/2014 | Present |
1. 5/7/2010: CORNERSTONE INVESTMENT STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/19/2021 - Intrua Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2014 - 175 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-06 |
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