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Current Employers
Institutional Capital Management, Inc.

Petoskey, MI • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-03
  • CO RA
    APPROVED
    Since 2025-03-03

Branch Locations

Petoskey, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Institutional Capital Management Boulder CO 10/1997 Present
  • 10/1997 → Present
    Institutional Capital Management
    Boulder, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-19
S63 Uniform Securities Agent State Law Examination 1987-05-15
  • S65 Uniform Investment Adviser Law Examination
    1998-10-19
  • S63 Uniform Securities Agent State Law Examination
    1987-05-15

View on SEC IAPD

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