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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-06-13
  • TX RA
    APPROVED
    Since 2003-06-13

Branch Locations

5909 West Loop South Suite 460, Bellaire, TX 77401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc. Bellaire TX 06/2003 Present
Salt Grass Financial Group Bellaire TX 06/2003 Present
Previous Registrations
  • 1998-01-02 → 2003-06-20
    Cetera Advisors Llc
    Houston, TX
Other Businesses

1)DBA:SALTGRASS FINANCIAL LOCATED BRANCH LOCATION. 2)INDEPENDENT AGENT FOR VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)TAX PREPARATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-18
  • S63 Uniform Securities Agent State Law Examination
    1987-03-18

View on SEC IAPD

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