William J Moran

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-08
FL	RA	APPROVED	2011-03-22
TX	RA	APPROVED_RES	2002-09-30
DC	RA	APPROVED	1998-03-16

NY RA
APPROVED

Since 2021-07-08
FL RA
APPROVED

Since 2011-03-22
TX RA
APPROVED_RES

Since 2002-09-30
DC RA
APPROVED

Since 1998-03-16

Branch Locations

Miami Beach, FL • United States

1800 K St Nw, Washington, DC 20006 • United States

Hudson, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	10/1986	Present
Bank Of America, N.A.	Washington	DC	06/2011	Present

10/1986 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
06/2011 → Present

Bank Of America, N.A.

Washington, DC

Other Businesses

I*34218For profit or not for profit: For-Profit OrganizationName of outside business organization: Food and FriendsInvestment related: NAddress of business: Washington, District of Columbia 20011Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 6/1/2007Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Director/Board Member Subcommittee Member The mission of Food & Friends is to foster a community caring for men, women, and children living with life-challenging illnesses by preparing and delivering specialized meals and groceI*2575300, Entity Type: , Name of OBA: R F B 2025 Irrevocable Trust, Address: Miami Beach, Florida, 33139, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 06/24/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3943265 Entity Type: N/A Name of OBA: C M Address: Dallas, Texas, 75230 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/04/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Non-family member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-03-11
S63	Uniform Securities Agent State Law Examination	1987-06-24

S65 Uniform Investment Adviser Law Examination

1991-03-11
S63 Uniform Securities Agent State Law Examination

1987-06-24

Other Names

William Joseph Jr Moran
William Joseph Moran

View on SEC IAPD