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David Wayne Thurman

LPl Financial LLC

Fishers, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-12-03
  • IN RA
    APPROVED
    Since 1998-12-03

Branch Locations

10420 Hague Road Suite B, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Indianpolis IN 03/1992 Present
  • 03/1992 → Present
    Linsco/Private Ledger Corp.
    Indianpolis, IN
Other Businesses

1. 12/1/2011: OTHER-NOTARY - I AM A NOTARY PUBLIC. I USE THESE SERVICES FOR LPL FINANCIAL BUSINESS, AND DO NOT CHARGE FOR THIS SERVICE. - NOT INVESTMENT RELATED - TIME SPENT 1% - INDIANAPOLIS, IN

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-17
  • S63 Uniform Securities Agent State Law Examination
    1987-02-17

View on SEC IAPD

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